Description

This book seeks to create a common minimum knowledge benchmark for all persons involved in the sale of equity products in order to enable a better understanding of equity markets, better quality investor service, operational process efficiency and risk controls.<br/>It seeks to ensure a basic understanding of the various aspects of the equity products, the process flow involved in trading, clearing and settlement of these products and the regulatory environment under which the market operates.<br/>It will be immensely useful to all those who want to have a better understanding of Indian equity markets.<br/>The Present Publication is the October 2019 workbook version, published exclusively by Taxmann for NISM Certification Examination XI [Equity Sales], with the following noteworthy features:

• Know the basics of the Indian equity market
• Understand the characteristics of equity, associated risks and returns and taxation aspects
• Understand the clearing, settlement and risk management as well as the operational mechanism related to equity market
• Know the regulatory environment in which the equity market operates in India
• Coverage of this book includes:<br/>o Overview of Indian Securities Market<br/>o Regulatory Framework<br/>o Primary Market<br/>o Secondary Market<br/>o Understanding Market Indicators<br/>o Trading and Risk Management<br/>o Clearing and Settlement<br/>o Market Surveillance<br/>o Client Management